Legal Notice and Regulatory AG

Swiss Register of Advisors

Pursuant to Article 28 FinSa, client advisors of Swiss financial services providers who are not supervised pursuant to Article 3 FINMASA may only exercise their activities in Switzerland if they are entered into a register of advisors. All client advisors of Pangea are registered in the advisor register of BX Swiss AG, Zurich.

Responsible Officer for Client Complaints

Any complaints should be sent either by mail to the above address or by email to the Compliance Department: contact@pcn.ltd

Company’s Activity

Provision of services in the field of distribution or private placement/introduction of financial products to institutional investors.

Basic Content

The purpose of this website is to present Pangea as well as their services.

Client Classification FinSA

Due to its B2B business policy, Pangea does not maintain business relationships with private clients. Pangea’s clients are classified either as institutional or professional clients.

Pursuant to Article 4 para. 1 FinSA, the persons for whom they provide financial services shall be assigned to one of the following segments:

1. private clients;

2. professional clients;

3. institutional clients.

Private clients are clients who are not professional clients (Art. 4 para. 2 FinSA).

According to Art. 4 para. 3 FinSA, professional clients are defined as:

a. financial intermediaries as defined in the Banking Act of 8 November 1934 (BankA), the Financial Institutions Act of 15 June 2018 (FinIA) and the CISA;

b. insurance companies as defined in the ISA;

c. foreign clients subject to prudential supervision as the persons listed under a and b above;

d. central banks;

e. public entities with professional treasury operations;

f. occupational pension schemes with professional treasury operations and other occupational pension institutions providing professional treasury operations;

g. companies with professional treasury operations;

h. large companies;

i. private investment structures with professional treasury operations created for high-net-worth retail clients.

Pursuant to article 4 para. 4 FinSA, institutional clients are professional clients pursuant to paragraph 3 letters a-d as well as national and supranational public-law entities with professional treasury operations.

A large company is deemed to be a professional company pursuant to article 4 para. 5 FinSA a company that exceeds two of the following sizes:

a. Balance sheet total of 20 million Swiss francs;

b. Sales revenue of 40 million Swiss francs;

c. Shareholders’ equity of 2 million Swiss francs.

Companies of a group for which another company of the same group provides a financial service shall not be deemed to be customers.

Pangea Capital Network Europe GmbH is a contractually bound intermediary (Art. 4 para. 1 no. 29, 2014/65/EU) that provides investment brokerage services (Annex 1 Section A No. 1, 2014/65/EU) on behalf of, in the name of and for the account of the liable institution, Reuss Private Access AG, Industriering 3, FL-9491 Ruggell. The liable party is a MiFID investment firm authorised in Liechtenstein and supervised by the FMA (Art. 4 (1) No. 1, 2014/65/EU).

Pangea Capital Network Europe GmbH is a contractually bound intermediary pursuant to Art. 4 (1) No. 29, 2014/65/EU in the respective national implementation, or Art. 23 (1) of the Liechtenstein Asset Management Act (VVG). Investment brokerage activities pursuant to Art. 3 (1) No. 3 VVG and Annex 1 Section A No. 1, 2014/65/EU in their respective national implementations are carried out on behalf of, in the name of and for the account of the liable party, Reuss Private Access AG (RPAc), Industriering 3, 9491 Ruggell. RPAc is a MiFID investment firm (Art. 4 para. 1 no. 1, 2014/65/EU) and asset management company pursuant to Art. 4 para. 1 no. 1 VVG, supervised by the Liechtenstein Financial Market Authority (FMA).

Additional note for customers in Germany and Liechtenstein:
This advertising material is intended exclusively for professional customers and eligible counterparties. Distribution in Germany and Liechtenstein is carried out by Pangea Capital Network Europe GmbH, Meierhofstrasse 39, 9495 Triesen, Liechtenstein, as a contractually bound intermediary within the meaning of Art. 29, 2011/61/EU (MiFID II), on behalf of and on the instructions of Reuss Private Access AG, Industriering 3, 9491 Ruggell, Liechtenstein – a securities firm authorised and supervised in Liechtenstein in accordance with MiFID and an asset management company in accordance with the Asset Management Act (VVG).